Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. William E. Horton In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Regions Financial's Chief Operating Officer John Owen to retire He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. 2023Gartner, Inc. and/or its affiliates. Chief Operating Officer. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. and Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. He received a masters degree in business administration from Emory University, Atlanta, Georgia. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. John M. Turner, Jr. Additional information about Regions and its full line of products and services can be found at www.regions.com. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Chief Governance Officer and Assistant Corporate Secretary. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Andy Hernandez is Chief Digital Officer for Regions. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. About Regions Financial Corporation Martha Raber Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. All rights reserved. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. December 09, 2020, 1:13 p.m. EST 1 Min Read. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Advisory Services are offered through Cetera Investment Advisers LLC. Find your next job opportunity near you & 1-Click Apply! Corporate governance is my passion. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. In addition, he helped large banks build out their big data and data science roadmaps. Leadership Team and Board of Directors - First Horizon Bank Kate R. Danella Head of the Wealth Management Group. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Lead Compliance Officer job in Tempe at Wells Fargo She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Community Affairs Bill Ritter serves as Head of the Wealth Management group. He succeeds Hope Mehlman . jsbacContactjsbacContact Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Chief Digital Officer. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Senior Executive Vice President Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Senior Executive Vice President Executive Vice President Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. C. Ward Cheatham For Bank Chief Risk Officers, No Room for Error in Compliance There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. He is also a member of the United Ways Tocqueville Society. By clicking the "Submit" button, you are agreeing to the Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Senior Executive Vice President Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Senior Executive Vice President Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. The LifeGreen color is a trademark of Regions Bank. Senior Executive Vice President Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com This press release features multimedia. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. 2023 Regions Bank. The LifeGreen color is a trademark of Regions Bank. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. She leads all institutional, retail and fixed income investor relations functions. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021).
regions bank chief compliance officer